The go-to guide to acing the Series 9 Exam!
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm''s sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series 9.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 9 Exam Review 2020 arms you with everything you need to pass this ninety-minute, 55-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you''re prepared mentally and strategically to take the test, it provides:
Reflow text when sidebars are open.
